Business Attorneys Arlington, VA (202) 454-2800 Butzel Long Tighe Patton, PLLC; White Collar, Employment, Securities.

• Business Attorneys Arlington, VA (202) 454-2800 Butzel Long Tighe Patton, PLLC; White Collar, Employment, Securities, Insurance, Fraud.

  LEGAL EXPERTISE IN FINANCIAL SERVICES REGULATORY MATTERS IN ARLINGTON, VA
  The law firm of Butzel Long Tighe Patton in Washington D.C., through its partners Tom Patton and Chris Pilkerton, have extensive and successful experience in all aspects of financial services enforcement and investigations by federal agencies. They have decades of experience in civil and criminal financial services matters This includes:
  
• SEC enforcement cases, administrative cases and federal court cases, including insider trading, non-disclosures, accounting disclosure, broker-dealer practices.
  
• CFTC enforcement cases, including administrative and court cases and reparations cases involving commodities, futures, currency trading.
  
• FINRA investigations and arbitration involving broker-dealer compliance, customer claims.
  
• NFA investigations and arbitration involving compliance and customer complaints and arbitrations.
  
• Anti-Money Laundering (AML) investigations and prosecutions, including both transactional and reporting matters.
  
• Federal criminal investigations and prosecutions involving claims of financial services crimes under the securities laws and commodities laws and other financial services and business crimes statutes.
  
• Foreign Corrupt Practices Act (FCPA) investigations and prosecutions.
  
• Corporate compliance programs in the SEC, CFTC, AML and FCPA arenas, including preparing and reviewing programs for adequacy under Federal Sentencing Guidelines and other standards.
  
• AML compliance programs.
  
• Internal investigations for clients in all of these areas.
  
• Due diligence investigations and reports in all of these areas.
  CONTACT: Tom Patton or Chris Pilkerton via www.butzeltp.com Or Call our local Arlington, VA office at (202) 454-2800